UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROWAN MARC J 7665 CORPORATE CENTER DRIVE MIAMI, FL 33126 |
X |
/s/ Marc J. Rowan | 01/17/2013 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: Mr. Rowan is associated with Apollo Management, L.P. ("Apollo Management") and its affiliated managers, including Apollo Management VI, L.P. Apollo Management VI, L.P. is the manager of the respective shareholders of NCL Investment Limited and NCL Investment II Ltd, and indirectly beneficially owns the ordinary shares of Norwegian Cruise Line Holdings Ltd. (the "Issuer") held of record by NCL Investment Limited and NCL Investment II Ltd. This report does not include any securities of the Issuer held by NCL Investment Limited or NCL Investment II Ltd., or that may be deemed to be beneficially owned by Apollo Management or any of the other Apollo investment managers or investment advisors affiliated with NCL Investment Limited, NCL Investment II Ltd or their respective shareholders, and Mr. Rowan disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Rowan is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |